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Add Pre-Authenticated Roster Subscription to inbox

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This corresponds to the email submission and is based on the following
commit history:

	commit f1ec69a95a0b6e5784ebd1250ab5ec81ee8913a6
	Author: Georg Lukas <georg@op-co.de>
	Date:   Thu Jun 16 12:24:27 2016 +0200

	    PARS: fix typo

	commit 01115a14c3ac538b2cda23d6baddd1dc7e2edc32
	Author: Georg Lukas <georg@op-co.de>
	Date:   Thu Jun 16 12:14:36 2016 +0200

	    PARS: add subsections to ImplNotes, specify landing page capture

	commit 97ba814bf733265d8a5250042043a59caaddc581
	Author: Georg Lukas <georg@op-co.de>
	Date:   Thu Jun 16 12:14:01 2016 +0200

	    PARS: blockquote -> div.example

	commit bdb640a14cb3d5e397fd6d2cfc63765ab12290e8
	Author: Georg Lukas <georg@op-co.de>
	Date:   Thu Jun 16 12:13:40 2016 +0200

	    PARS: make xmpp: strong

	commit b63a4eaa368c4c3a7ab29024c3bce4fd30adca3c
	Author: Georg Lukas <georg@op-co.de>
	Date:   Thu Jun 16 11:49:50 2016 +0200

	    PARS: security note on display names

	commit 33c714a525a51e339a9a43c9d8105fdaebb9cf5b
	Author: Georg Lukas <georg@op-co.de>
	Date:   Thu Jun 16 11:49:27 2016 +0200

	    PARS: added SAML and JWT refs, thx Tobias

	commit 31d89d7675d820e302b182d5485c39ccf425e1aa
	Author: Georg Lukas <georg@op-co.de>
	Date:   Tue Jun 14 20:26:44 2016 +0200

	    PARS: clarifications and editing; XMPP/IANA considerations

	commit e28c179958df02e5a32872b9d7f5f5a0d0d7d3cb
	Author: Georg Lukas <georg@op-co.de>
	Date:   Tue Jun 14 19:41:11 2016 +0200

	    PARS: added nifty ASCII art

	commit 94c427ec58fc36a3ed22b4403f60b98d23ecc15f
	Author: Georg Lukas <georg@op-co.de>
	Date:   Sat Jun 11 22:16:49 2016 +0200

	    PARS: remove 'returntoken' element

	commit 0f7e76328c76244877b28801589802a05cf3101f
	Author: Florian Schmaus <flo@geekplace.eu>
	Date:   Sat Jun 11 20:17:44 2016 +0200

	    PARS: Add footnote about CSPRNG and RFC 4086

	commit 5206e775de915a8da72949217e335ffd3289b5d2
	Author: Florian Schmaus <flo@geekplace.eu>
	Date:   Sat Jun 11 20:01:44 2016 +0200

	    PARS: Only reference once, cite all further references

	commit c35d4e7c2b5b8463e7934a9c44631a1bb73217cf
	Author: Florian Schmaus <flo@geekplace.eu>
	Date:   Sat Jun 11 20:00:26 2016 +0200

	    PARS: Fix examples

	commit ceb9602f00cc45e458443da08a7c21a5f0f767c7
	Author: Florian Schmaus <flo@geekplace.eu>
	Date:   Sat Jun 11 19:45:31 2016 +0200

	    Add XEP PARS
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<?xml version='1.0' encoding='UTF-8'?>
<!DOCTYPE xep SYSTEM 'xep.dtd' [
<!ENTITY % ents SYSTEM 'xep.ent'>
%ents;
]>
<?xml-stylesheet type='text/xsl' href='xep.xsl'?>
<xep>
<header>
<title>Pre-Authenticated Roster Subscription</title>
<abstract>This document defines a protocol and URI scheme for pre-authenticated roster links that allow a third party to automatically obtain the user's presence subscription. The goal of this is to make onboarding of new XMPP IM contacts as easy as possible.</abstract>
<legal>
<copyright>This XMPP Extension Protocol is copyright (c) 1999 - 2016 by the XMPP Standards Foundation (XSF).</copyright>
<permissions>Permission is hereby granted, free of charge, to any person obtaining a copy of this specification (the &quot;Specification&quot;), to make use of the Specification without restriction, including without limitation the rights to implement the Specification in a software program, deploy the Specification in a network service, and copy, modify, merge, publish, translate, distribute, sublicense, or sell copies of the Specification, and to permit persons to whom the Specification is furnished to do so, subject to the condition that the foregoing copyright notice and this permission notice shall be included in all copies or substantial portions of the Specification. Unless separate permission is granted, modified works that are redistributed shall not contain misleading information regarding the authors, title, number, or publisher of the Specification, and shall not claim endorsement of the modified works by the authors, any organization or project to which the authors belong, or the XMPP Standards Foundation.</permissions>
<warranty>## NOTE WELL: This Specification is provided on an &quot;AS IS&quot; BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, express or implied, including, without limitation, any warranties or conditions of TITLE, NON-INFRINGEMENT, MERCHANTABILITY, or FITNESS FOR A PARTICULAR PURPOSE. In no event shall the XMPP Standards Foundation or the authors of this Specification be liable for any claim, damages, or other liability, whether in an action of contract, tort, or otherwise, arising from, out of, or in connection with the Specification or the implementation, deployment, or other use of the Specification. ##</warranty>
<liability>In no event and under no legal theory, whether in tort (including negligence), contract, or otherwise, unless required by applicable law (such as deliberate and grossly negligent acts) or agreed to in writing, shall the XMPP Standards Foundation or any author of this Specification be liable for damages, including any direct, indirect, special, incidental, or consequential damages of any character arising out of the use or inability to use the Specification (including but not limited to damages for loss of goodwill, work stoppage, computer failure or malfunction, or any and all other commercial damages or losses), even if the XMPP Standards Foundation or such author has been advised of the possibility of such damages.</liability>
<conformance>This XMPP Extension Protocol has been contributed in full conformance with the XSF's Intellectual Property Rights Policy (a copy of which may be found at &lt;<link url='http://xmpp.org/extensions/ipr-policy.shtml'>http://xmpp.org/extensions/ipr-policy.shtml</link>&gt; or obtained by writing to XSF, P.O. Box 1641, Denver, CO 80201 USA).</conformance>
</legal>
<number>xxxx</number>
<status>ProtoXEP</status>
<type>Standards Track</type>
<sig>Standards</sig>
<approver>Council</approver>
<dependencies>
<spec>XMPP Core</spec>
<spec>RFC 5122</spec>
<spec>XEP-0147</spec>
</dependencies>
<supersedes/>
<supersededby/>
<shortname>pars</shortname>
<author>
<firstname>Georg</firstname>
<surname>Lukas</surname>
<email>georg@op-co.de</email>
<jid>georg@yax.im</jid>
</author>
<revision>
<version>0.0.2</version>
<date>2016-06-14</date>
<initials>gl</initials>
<remark><p>First draft.</p></remark>
</revision>
</header>
<section1 topic='Introduction' anchor='intro'>
<p>Romeo is an active XMPP IM (Instant Messaging) user. He convinces Juliet
(who doesn't have an XMPP account yet) to install a client and
register with some server. Now, Romeo only needs to create a mutual
presence subscription with her, without yet knowing her JID.</p>
<p>This specification allows Romeo to create an out-of-band link (URI) which,
when opened in Juilet's (or another user's) client, will:</p>
<ul>
<li>Add Romeo to Juliet's roster (with a display name optionally specified by Romeo)</li>
<li>Add Juliet to Romeo's roster (without a pre-defined display name)</li>
<li>Establish a mutual presence subscription between Romeo and Juliet</li>
</ul>
<p>The perceivable effect is that with a single click, Romeo and Juliet
become "friends" in terms of XMPP presence subscription.</p>
</section1>
<section1 topic='Requirements' anchor='reqs'>
<p>This specification makes use of XMPP URIs. The basic URI scheme for XMPP
is defined in &rfc5122; and extended in &xep0147; to support different
actions like "roster" for roster addition and "subscribe" for presence
subscription.
</p>
</section1>
<section1 topic='Pre-Authenticated Roster Subscription' anchor='pars'>
<p>The process of mutual roster addition and subscription involves multiple
steps:</p>
<ol>
<li>Generation of invitation link</li>
<li>Out-of-band transmission and presentation of the link</li>
<li>Subcription request to the user by the link receiver (new contact)</li>
<li>Approval by the user and mutual subscription request</li>
<li>Approval by the new contact</li>
</ol>
<p>The general idea of the protocol and the details of the individual steps
are outlined in the following.</p>
<section2 topic='General Idea' anchor='general_idea'>
<p>As Romeo doesn't know Juliet's JID, he needs to send an out-of-band
invitation. Later, his client needs to match an incoming subscription
request to this invitation, so it can perform a secure automatic roster
addition and subscription approval. This matching is accomplished by
means of an authentication token, which is generated by Romeo's client,
added to the invitation link and then carried over into the subscription
request eventually made by Juliet's client. Romeo's client can then
compare the token received in a subscription request to the list of
issued tokens, and automatically approve the subscription.</p>
<code caption='Successful PARS Protocol Flow'><![CDATA[
Romeo mongatague.net capulet.net Juliet
| | | |
| Send out-of-band invitation link |
| (xmpp:romeo@montague.net?preauth=token) |
|- - - - - - - - - - - - - - - - - - - - - - ->|
| | | roster add |
| | |<--------------|
| presence subscription request w/ token |
| <presence><preauth token="..."/></presence> |
|<---------------------------------------------|
| (token validation check) | |
| presence subscribed | |
|--------------------------------------------->|
| roster add | | |
|------------->| | |
| presence subscription request| |
|--------------------------------------------->|
| | (auto approval) |
| | presence subscribed |
|<---------------------------------------------|
]]></code>
</section2>
<section2 topic='Generation of Invitation Link' anchor='link_generation'>
<p>Whenever Romeo wishes to invite somebody to his roster, his client will
generate an invitation link that contains a new authentication token.
This document extends the "roster" URI action defined in <cite>XEP-0147</cite> with
a new key-value parameter named "preauth" to store the generated token.
Romeo's client will create an <strong>xmpp:</strong> link containing Romeo's JID, the
"roster" action, the "preauth" parameter with the token value, and
optionally a "name" parameter with the suggested display name.
</p>
<example caption='Invitation Link with Roster Action and Authentication Token'><![CDATA[
xmpp:romeo@montague.net?roster;preauth=1tMFqYDdKhfe2pwp;name=Romeo%20Montague]]></example>
<p>
If the "preauth" parameter is present, the processing client is supposed
not only to add the user to the roster, but also to automatically send a
subscription request containing the authentication token.
</p>
<p></p>
<p><strong>Server-side implementation:</strong> it is
possible (but out-of-scope for this document), to let the user's server
handle generation of links as well as automatic approval of qualified
subscription requests. This requires an additional mechanism to query the
server for new (and possibly also for pending) invitation links.</p>
</section2>
<section2 topic='Out-of-band transmission and presentation of the link' anchor='link_transmission'>
<p>As Romeo doesn't know Juliet's JID in advance, he needs to use an out-of-band method (like e-mail, QR codes or NFC) to transmit the invitation link to Juliet. While these methods allow transmission of <strong>xmpp:</strong> URIs, there is no mechanism to ensure that Juliet actually has a client installed that can open the URI.</p>
<p>One way to solve this problem is to present Juliet with a web-based landing page that contains the following elements:</p>
<ul>
<li>A short text that this is an XMPP invitation from Romeo.</li>
<li>A client recommendation (based on the detected web browser) with download links.</li>
<li>A prominent button that activates the actual <strong>xmpp:</strong> link.</li>
</ul>
<p>There are multiple options where such a landing page could be hosted:</p>
<ol>
<li><strong>XSF:</strong> a central place would provide a common ground
for a curated client list and ensure long-term availability. However,
the operator would be able to collect meta-data and abuse authentication tokens.</li>
<li><strong>Client developer:</strong> the developer of Romeo's client can
provide a landing page for invitation requests created with this
client. This is a feasible short-term solution and allows to recommend
the same client as used by the link sender. However, it shares the
privacy objections of the XSF solution and can not guarantee
long-term availability of the service. If the client development shuts
down, invitation links created with the client will cease working.</li>
<li><strong>User's server:</strong> this is the optimal long-term
solution, as the user's server is already entrusted with the relevant
meta-data and will exist at least as long as the user's account on that
server. However, this requires an additional server component to query
for invitation URIs and a web server hosting the landing page.
Furthermore, the server operator needs to maintain the list of
recommended clients.</li>
</ol>
<example caption='Developer-Hosted Landing Page Generated with yaxim'><![CDATA[
https://yax.im/i/romeo/montague.net/1tMFqYDdKhfe2pwp/Romeo+Montague]]></example>
<p>A possible screen representation of the landing page would be:</p>
<div class="example">
<p><strong><em>Romeo Montague</em> has invited you to chat</strong></p>
<p><strong><link url='xmpp:romeo@montague.net?roster;preauth=1tMFqYDdKhfe2pwp;name=Romeo%20Montague'>Add <em>Romeo Montague</em></link></strong></p>
<p>If this link does not work, you need to install and configure
an XMPP client. Please visit this page again afterwards. Choose one of
these for your <em>Tomato OS</em>:</p>
<ul>
<li><strong>JuicyXMPP</strong> (link to XMPP client)</li>
<li><strong>VegetableChat</strong> (link to XMPP client)</li>
</ul>
<p>Check the <link url='http://xmpp.org/software/clients.html'>full list of XMPP clients</link>.</p>
<p>No further action is required if you do not know <em>Romeo Montague</em> or do not want to chat with them.</p>
<p>XMPP is a provider-independent form of instant messaging. That means
you can pick from many different clients and have a free choice of
server operators to communicate with <em>Romeo Montague</em>.</p>
</div>
</section2>
<section2 topic='Subcription request to the user by the link receiver (new contact)' anchor='link_transmission'>
<p>When Juliet opens the <strong>xmpp:</strong> URI (or the according client-supported
landing page URI) in her client, the client should perform the usual
roster addition action, i.e. display a dialog allowing to edit the entry
or to cancel the process. If Juliet completes the roster addition, the
client SHOULD also send a subscription request to Romeo. This request
SHOULD contain a 'preauth' element containing the authentication token
from the invitation link.
</p>
<example caption='Subscription Request with Pre-Authenticated Roster Subscription Element'><![CDATA[
<presence to='romeo@montague.net' type='subscribe'>
<preauth xmlns='urn:xmpp:pars:0' token='1tMFqYDdKhfe2pwp' />
</presence>]]></example>
<p>If Juliet's server supports <link
url='http://xmpp.org/rfcs/rfc6121.html#sub-preapproval'>subscription
pre-approval</link>, the client SHOULD additionally pre-approve Romeo:
</p>
<example caption='Juliet Pre-approves Romeo'><![CDATA[
<presence to='romeo@montague.net' type='subscribed' />]]></example>
<p>If Juliet's server does not indicate pre-approval support, her client
SHOULD store Romeo's JID in a local auto-approval whitelist, together
with an appropriate expiration time.
</p>
</section2>
<section2 topic='Approval by the User and Mutual Subscription Request' anchor='sub_approval'>
<p>When Romeo's client receives a subscription request containing a
'preauth' element, it needs to extract the authentication token and
check if the token is a valid one and was previously issued by the client
(see security considerations below).</p>
<example caption='Subscription Request With Tokens Received by Romeo'><![CDATA[
<presence to='romeo@montague.net' from='juliet@capulet.net' type='subscribe'>
<preauth xmlns='urn:xmpp:pars:0' token='1tMFqYDdKhfe2pwp' />
</presence>]]></example>
<p>If the token is considered valid, the client SHOULD automatically approve
the subscription request, add the sender of the subscription request to
the roster and send a subscription request of its own.</p>
<example caption='Automatic Approval and Response Subscription Request'><![CDATA[
<presence to='juliet@capulet.net' type='subscribed' />
<presence to='juliet@capulet.net' type='subscribe' />]]></example>
</section2>
<section2 topic='Approval by the New Contact' anchor='sub_mutual_approval'>
<p>If Juliet's server support pre-approval, it will automatically handle the
incoming subscription request and issue a roster push. Otherwise, Juliet's
client will receive the subscription request:</p>
<example caption='Mutual Subscription Request'><![CDATA[
<presence from='romeo@montague.net' to='juliet@capulet.net' type='subscribe' />]]></example>
<p>Juliet's client SHOULD check the subscription request sender JID against
the whitelist, and either automatically approve the request or display an
according notification to Juliet.</p>
</section2>
</section1>
<section1 topic='Business Rules' anchor='rules'>
<section2 topic='Fallback to manual process' anchor='rules_fallback'>
<p>An implementation of this protocol MUST allow for a "graceful
degradation" to the manual subscription approval process. If a client
receives a malformed or unknown 'preauth' token, it MUST ignore it and act
as if no preauth token was contained.</p>
</section2>
<section2 topic='No expectaion of immediate approval' anchor='rules_expectation'>
<p>When sending a pre-authenticated subscription request, the contact's
client MUST NOT expect an immediate successful approval. If the user's
issuing client is currently offline, or if the token has expired, a manual
approval will be performed. Therefore, the contact's client should use the
same mechanism as before to indicate an unidirectional subscription.
</p>
</section2>
<section2 topic='Use of multiple clients' anchor='rules_multiclient'>
<p>If a user is logged in with multiple clients, some of their clients will
receive a subscription request with an unknown token. In this case, a client
MAY delay the user notification for a short time, to allow another logged-in
client to automatically handle the subscription request.</p>
</section2>
<section2 topic='Opening the landing page in an app' anchor='rules_multiclient'>
<p>Some mobile device platforms allow an app to register itself as a
handler for cetain URIs. This allows an XMPP client to register for <strong>xmpp:</strong>
URIs, but also to redirect handling of cetain HTTP/HTTPS URIs. A mobile
client SHOULD register for the associated landing page URIs and properly
handle the contained invitations. For example, the yaxim client should
register a handler for <strong>https://yax.im/i/*</strong>, and present
the "Add to roster" dialog if such a link is opened. A client MAY register
for the landing page URIs of other providers after obtaining the
operators' approval.
</p>
</section2>
</section1>
<section1 topic='Security Considerations' anchor='security'>
<section2 topic='Token Generation' anchor='security_token'>
<p>As the authentication token grants automatic addition to
Romeo's roster and automatic approval of presence subscription,
the token SHOULD be created with a cryptographically secure random
number generator <note>See for example <link
url='https://lwn.net/Articles/606141/'><tt>getrandom(2)</tt></link>,
<link
url='https://docs.oracle.com/javase/8/docs/api/java/security/SecureRandom.html'><tt>SecureRandom</tt></link>
or <tt>/dev/urandom</tt>. More information about the randomness
requirements for security can be found in &rfc4086;</note> and
provide sufficient entropy to make brute-force attacks
infeasible. It is suggested to generate at least 80 bits of
entropy, and to use an encoding that can be easily encoded as part
of an URI (e.g. Base-32).</p> <p>It is possible to use a different token
generation scheme like <cite>SAML</cite><note>Security Assertion Markup
Language (SAML) &lt;<link url='https://www.oasis-open.org/standards#samlv2.0'>https://www.oasis-open.org/standards#samlv2.0</link>&gt;</note>
or JWT (<cite><link url='http://tools.ietf.org/html/rfc7519'>RFC
7519</link></cite><note>RFC 7519: JSON Web Token (JWT) &lt;<link url='http://tools.ietf.org/html/rfc7519'>http://tools.ietf.org/html/rfc7519</link>&gt;</note>). In
such a case, the issuer must ensure a comparable security level
and limit token reuse.</p>
</section2>
<section2 topic='Checking Token Validity' anchor='security_validity'>
<p>To limit the potential for abuse, the token SHOULD be limited in as follows:</p>
<ul>
<li><strong>Usage:</strong> in the typical scenario, each token may only
be used once. While it is possible for a client to generate a token for
multiple uses (like for embedding it in a contact card), the
conventional manual roster management should be used for public
invitation links.</li>
<li><strong>Time:</strong> each token MUST have a limited validity time.
As the token is transmitted out-of-band, it should provide sufficient
reaction time, e.g. one week. This time limit also allows the issuer to
delete expired tokens.</li>
<li><strong>Identity:</strong> if the JID of the token receiver is known
in advance, the token sender MUST NOT allow a different JID to redeem
this token.</li>
</ul>
<p>If a token is considered invalid (due to failing any of the above
conditions, or for other reasons), a client MUST fall back to manual
roster addition and manual subscription approval.
</p>
</section2>
<section2 topic='Invitation Link Validity' anchor='security_link'>
<p>The invitation link that is generated by Romeo's client is considered a
personal invitation link for a single person. This, and the fact that the
link can only be used once, should be indicated by the client to Romeo.
</p>
</section2>
<section2 topic='Interception of Links' anchor='security_intercept'>
<p>A Monkey-in-the-Middle attacker who gains access to the invitation link
can manipulate its fields or redeem the link themselves. However, this is
true for all communication performed using the chosen medium and is out of
scope for this document.</p>
<p>Ideally, Romeo's client should highlight automatically-added roster items
and provide an easy mechanism to remove them and cancel their
subscription.</p>
</section2>
<section2 topic='Display Names' anchor='security_token'>
<p>An attacker can lure the user by providing an invitation link with a
'name' parameter that does not match the JID. Therefore, a client SHOULD
always display both the JID and the proposed display name when adding a
roster item.</p>
<p>When the user's client automatically approves a subscription, it SHOULD
add the new contact to the roster without a 'name' or with the 'name'
equal to the JID, to prevent impersonation attacks.</p>
</section2>
</section1>
<section1 topic='IANA Considerations' anchor='iana'>
<p>This document requires no interaction with &IANA;.</p>
</section1>
<section1 topic='XMPP Registrar Considerations' anchor='registrar'>
<p>Include the "urn:xmpp:pars:0" namespace in the registry of protocol
namespaces. Include "preauth" as an additional key-value parameter to the
roster query action.</p>
<code caption='New Roster Query Action Parameter'><![CDATA[
<querytype>
<name>roster</name>
...
<key>
<name>preauth</name>
<desc>the token used to obtain an automatic approval from the target JID</desc>
</key>
</querytype>
]]></code>
</section1>
<section1 topic='XML Schema' anchor='schema'>
<p>REQUIRED for protocol specifications.</p>
</section1>
</xep>